Directors' Dealings & Insider Trading

Disclosure of Securities Transactions

In compliance with the Securities Exchange Act of 1934 of the Securities and Exchange Commission, ROFIN-SINAR reports changes in beneficial ownership and trading by directors and officers (Section 16 Filings). The disclosure of securities transactions by directors and officers is also part of  the German Securities Trade Act (Section 15a) and the German Corporate Governance Code.

In addition to the legal requirements, ROFIN has implemented supplementary insider trading rules that restrict directors and officers from trading ROFIN shares during certain periods. Similar rules that forbid any security transaction in defined time frames by employees that may have temporary access to insider information have also been implemented.

View Directors’ Dealings 

(SEC, Section 16 Filings)